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ROC Compliance for Private Limited Companies | Expert Assistance




    MCA ROC Private Limited Compliance Filing

    Filing your annual ROC compliances is now simple, quick, and fully online with MBAssociates Fintax.

    Step 1 —

    Verify your company documents and current status.

    Step 2 —

    Suggest the eligible plan and collect the required documents.

    Step 3 —

    Complete ROC annual filing on your behalf, once payment is made for the chosen plan.

    Plans & Pricing — ROC Compliance Filing

    1. Post-Incorporation Compliance

    One-time filing after company incorporation

    Plan Includes:

    • Appointment of Auditor

    • Issuance of Share Certificate

    • INC 20A Form Filing

    • First Board Meeting

    • PF & ESI Guidance

    • Basic Post-Incorporation Documentation

    Plan Excludes:

    • GST Registration

    • Any customized filings

    Notes:

    • Limited-period offer

    • Processed within 7 business days

    • Government fees extra if applicable

    • MBAssociates Fintax reserves the right to change policies and pricing

    2. Annual Compliance Plan

    Timeline: 7 Days

    Plan Includes:

    • Appointment of Auditor

    • Issuance of Share Certificate

    • INC 20A Form Filing

    • First Board Meeting

    • DIR-3 KYC (for 2 directors)

    • Financial Statement Preparation

    • Filing of AOC-4, MGT-7 & ADT-1

    • Facilitation of AGM

    • PF & ESI Compliance

    • GST, TDS Filing & Accounting Support

    Plan Excludes:

    • Services outside the scope of plan

    Notes:

    • Limited-period offer

    • Processed within 7 business days

    • Government fees extra if applicable

    • MBAssociates Fintax reserves the right to change policies and pricing

    3. Customized ROC Solutions

    Timeline: 7 Days

    Plan Includes:

    • Tailored ROC compliance services

    • Auditor Appointment (if required)

    • Filing specific forms & notices

    • Financial statement or GST filings (if required)

    • Guidance for AGM & statutory obligations

    • Support for special legal filings

    Plan Excludes:

    • Services outside client-specific needs

    Notes:

    • Limited-period offer

    • Processed within 7 business days

    • Government fees extra if applicable

    • MBAssociates Fintax reserves the right to change policies and pricing

    Features & Overview

    ROC Compliance for Private Limited Companies — MBAssociates Fintax Exclusive

    Incorporating a Private Limited Company is a milestone, but ongoing ROC compliance is mandatory to avoid penalties and ensure smooth operations. MBAssociates Fintax provides affordable, transparent, and stress-free ROC compliance services for private limited companies.

    ROC compliance refers to adhering to the rules and regulations set by the Registrar of Companies (ROC) in India. It ensures that a Private Limited Company operates legally and transparently, by filing all mandatory forms, maintaining statutory records, and submitting annual returns on time. Compliance protects the company from penalties, fines, or legal complications.

    Private Limited Companies must complete the following annual compliance:

    • Filing Annual Return (Form MGT-7)

    • Filing Financial Statements (Form AOC-4)

    • Holding Annual General Meeting (AGM)

    • Appointing or confirming the Company Auditor

    • Maintaining Books of Accounts and statutory registers

    • Filing DIR-3 KYC for directors

    • Payment of professional taxes, PF, ESI, and other statutory contributions if applicable

    These steps ensure the company is legally up-to-date and avoids fines.

    To complete ROC filings, the following documents are generally required:

    • Certificate of Incorporation (COI)

    • PAN & TAN of the company

    • MOA (Memorandum of Association) & AOA (Articles of Association)

    • Financial Statements & Balance Sheet

    • Board Meeting Minutes and Resolutions

    • DIR-3 KYC documents for directors

    • Statutory registers and records

    • Proof of Registered Office Address

    1. Document Verification: Ensure all company documents are complete and accurate.

    2. Determine Applicable Compliances: Identify which annual forms or filings are due.

    3. Prepare Forms: Fill statutory forms like MGT-7, AOC-4, ADT-1, INC-20A, etc.

    4. Board Approval: Obtain necessary approvals and minutes for submissions.

    5. E-Filing on MCA Portal: Submit the forms online with digital signatures.

    6. Acknowledgment & Confirmation: Receive confirmation from ROC once filings are accepted.

    Failure to comply with ROC regulations can result in:

    • Fines and penalties on the company and its directors

    • Legal notices from ROC

    • Disqualification of directors in extreme cases

    • Restrictions on future company filings or loans

    • Increased scrutiny by regulatory authorities

    • Verify company incorporation details

    • Ensure financial statements are audited

    • Confirm board resolutions are documented

    • Gather all statutory documents and director KYC

    • Check due dates for annual returns and financial filings

    • Confirm digital signatures and DSC validity

    • Annual Return (Form MGT-7): within 60 days from AGM

    • Financial Statements (Form AOC-4): within 30 days from AGM approval

    • DIR-3 KYC: Annually for all directors

    • First Board Meeting: within 30 days of incorporation

    • Commencement of Business (INC-20A): within 180 days of incorporation

    • Missing deadlines may attract fines and penalties

    • Expert Guidance: Professionals ensure accurate and timely filings

    • Affordable Pricing: Transparent plans without hidden charges

    • End-to-End Support: From document verification to filing completion

    • Time-Saving: Quick online submission with minimal effort

    • Compliance Assurance: Avoid penalties, fines, or legal issues

    • ROC – Registrar of Companies

    • MGT-7 – Annual Return Form

    • AOC-4 – Financial Statements Form

    • DIR-3 KYC – Director KYC Form

    • MOA – Memorandum of Association

    • AOA – Articles of Association

    • COI – Certificate of Incorporation

    • DSC – Digital Signature Certificate

    FAQs — MCA ROC Compliance

    Q1. What is ROC compliance for Private Limited Companies?

    ROC compliance means adhering to regulations set by the Registrar of Companies, ensuring legal and financial transparency.

    It ensures your company remains legally compliant, avoids penalties, and maintains credibility.

    Annual filings are mandatory, including financial statements, board meetings, and statutory forms.

    Documents include DIN, DSC, financial statements, MoA & AoA, and company registration details.

    Penalties vary depending on the type of non-compliance and can include fines, legal notices, or prosecution.

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    Our quality-first approach ensures timely, technology-driven services across:

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